Overview
Ulster County is located in New York with a population of approximately 182,977. The Ulster County Surrogate's Court handles all probate and estate matters for decedents who were domiciled in the county at the time of death.
New York probate is governed by the Surrogate's Court Procedure Act (SCPA) and the Estates, Powers and Trusts Law (EPTL). The process begins with filing a Petition for Probate (Form P-1) to admit the will and appoint a personal representative. The court then issues Letters Testamentary for testate estates or Letters of Administration for intestate estates.
New York offers a simplified process called Voluntary Administration for small estates valued at $50,000 or less (excluding real property). This involves filing a "Small Estate Affidavit" to settle the estate without full probate.
New York does not have a statutory fee schedule for attorneys; fees must be reasonable based on the work performed. Executors are entitled to statutory commissions based on the value of the estate (e.g., 5% on the first $100,000, 4% on the next $200,000, etc.).
This guide provides an informational overview of the Ulster County probate process. It is not legal advice and is not a substitute for consulting a qualified attorney. Laws and local procedures may change — verify current requirements with the court.
Courthouse Information
Ulster County Surrogate's Court
Probate matters in Ulster County are handled at the Ulster County Surrogate's Court.
Address: 244 Fair Street, Kingston, NY 12401
Phone: (845) 481-9338
Hours: Monday through Friday, 9:00 AM to 5:00 PM
The Surrogate's Court is located on the 3rd floor of the County Office Building. It handles all issues relating to wills, estates, and guardianships.
Parking and Access
Public parking is available in the Ulster County Office Building parking lot, located at the corner of Main and Fair Streets (entrance on Main St). There is also metered street parking available on Fair Street and surrounding blocks. The building is accessible, with an entrance at the back of the facility featuring automatic sliding doors.
Filing Process
Step 1: Determine If Probate Is Necessary
Before filing, assess whether formal probate is required:
- Voluntary Administration (Small Estate): If the estate consists of personal property valued at $50,000 or less (excluding real estate), you may file a Small Estate Affidavit.
- Joint Assets/Beneficiary Designations: Assets held jointly with rights of survivorship or with named beneficiaries (like life insurance or IRAs) pass directly to the survivor and do not require probate.
- Trust administration: Assets held in a living trust generally do not require probate.
Step 2: File the Petition
If formal probate is needed, file a Petition for Probate (Form P-1) or Petition for Administration (Form A-1) with the Ulster County Surrogate's Court. Include:
- Original Will and Codicils (if any)
- Certified Death Certificate
- Probate or Administration Petition
- Filing fee (based on the value of the estate)
- Family Tree Affidavit (if required)
Note: E-filing via NYSCEF is mandatory for all new probate and administration proceedings in Ulster County.
Step 3: Provide Notice
After filing, you must:
- Serve Citation: If waivers and consents cannot be obtained from all interested parties (heirs/distributees), the court will issue a Citation. You must serve this Citation on the parties, notifying them of the hearing date.
- Publish Notice: If the address of an interested party is unknown, or if required by the court, you may need to publish notice in a designated newspaper.
Step 4: Attend the Hearing
The court may schedule a hearing if there are objections or issues with the petition. If the petition is uncontested and all documents are in order, the Surrogate may grant the decree without a formal hearing. Once approved, the court issues Letters Testamentary (for wills) or Letters of Administration (no will).
Step 5: Administer the Estate
After receiving Letters, the personal representative must:
- Wait 7 months for creditors to file claims (statutory period)
- Inventory and appraise all estate assets within 9 months (Rule 207.20)
- Pay valid creditor claims and taxes
- File federal and state tax returns as needed
- Distribute assets to beneficiaries
- File a Petition for Judicial Settlement or file "Receipts and Releases" from all beneficiaries to close the estate
Local Requirements
Ulster County-Specific Procedures
- Mandatory E-Filing: Ulster County requires electronic filing (NYSCEF) for all new probate and administration proceedings.
- Newspaper Designation: The County Clerk or Surrogate designates specific newspapers for publication based on the decedent's residence. Common papers include the Daily Freeman, Southern Ulster Times, and New Paltz Times.
- Local Rules: The court may have specific requirements for Family Tree Affidavits or bond requirements for out-of-state fiduciaries.
- Publication: Notice to creditors is typically not required to be published unless the court specifically orders it, but the 7-month creditor period applies regardless.
Always check with the Chief Clerk for the most current local protocols.
Timeline & Fees
Filing Fees (Ulster County)
Fees are based on the value of the estate (SCPA § 2402):
- Less than $10,000: $45
- $10,000 but under $20,000: $75
- $20,000 but under $50,000: $215
- $50,000 but under $100,000: $280
- $100,000 but under $250,000: $420
- $250,000 but under $500,000: $625
- $500,000 and over: $1,250
Note: There is a $6.00 fee for each Certificate of Appointment (Letters).
Payment Methods
The court accepts cash, checks (payable to "Ulster County Surrogate's Court"), and credit cards (via NYSCEF for e-filing).
Estimated Timelines
- Simple estates (Voluntary Administration): 4-8 weeks
- Average probate (uncontested): 7-9 months (including creditor period)
- Complex or contested estates: 12 months to several years
The 7-month creditor claim period significantly influences the timeline for final distribution.
Local Resources
Ulster County Court Resources
- Court Website: Ulster County Surrogate's Court
- Probate Self-Help: NY CourtHelp - When Someone Dies
- NYS Probate Forms: Surrogate's Court Forms
Legal Aid and Attorney Referrals
- Ulster County Bar Association: (845) 331-5166 — Website
- Legal Services of the Hudson Valley: (877) 574-8529 — Provides civil legal services to low-income residents.
- NYS Bar Association Lawyer Referral: Find a Lawyer
Publication
- Daily Freeman: (845) 331-5000 — Major daily newspaper in Kingston.
- Southern Ulster Times: (845) 561-0170 — Weekly newspaper covering southern county areas.